Data Request Forms
The following are generic copies of the forms used in our annual data request package including the separate request for completion of 1099-R’s.
When submitting the forms to us electronically, please use our secure dropbox indicated on the top of the forms or an alternative secure method. Please note that an attachment to a general email is not secure. Should you have any questions about the forms or need assistance completing them, please contact your consultant directly.
1099-R Worksheet (Microsoft Excel Worksheet) Download and complete this form for easy electronic completion of this request.
1099-R Worksheet (Adobe Acrobat PDF) Download this form if you want to write in the information as it appears in your mailing. This form can be mailed or sent via fax to your consultant. If you would like to complete this request electronically, please use the Excel version above.
Compliance Information Request (Adobe Acrobat PDF)
Employee Census Update (Adobe Acrobat PDF)
Employee Data Request (Microsoft Excel Worksheet)
Financial Data Update (Adobe Acrobat PDF)
New Plan Forms
New Client Study Request Form (incorporated business) (Adobe Acrobat PDF): Complete this form to request a plan design study for a new plan for an incorporated business (i.e. Inc. or LLC).
New Client Study Request Form (sole-proprietorship or partnership) (Adobe Acrobat PDF): Complete this form to request a plan design study for a new plan for a sole-proprietorship or partnership.
Beneficiary Designation Form (Adobe Acrobat PDF): Each plan participant should have a completed beneficiary designation form as part of the plan’s records.
Salary Deferral Agreement Election Form (Adobe Acrobat PDF): Each new 401(k) plan participant must complete a salary deferral agreement to elect whether or not they would like to defer compensation. This form can also be used for existing participants who would like to change their election.