Client Forms

New Plan Forms

New Client Study Request Form (incorporated business) (Adobe Acrobat PDF): Complete this form to request a plan design study for a new plan for an incorporated business (i.e. Inc. or LLC).

New Client Study Request Form (sole-proprietorship or partnership) (Adobe Acrobat PDF): Complete this form to request a plan design study for a new plan for a sole-proprietorship or partnership.

Participant Forms

Beneficiary Designation Form (Adobe Acrobat PDF): Each plan participant should have a completed beneficiary designation form as part of the plan’s records.

Salary Deferral Agreement Election Form (Adobe Acrobat PDF): Each new 401(k) plan participant must complete a salary deferral agreement to elect whether or not they would like to defer compensation. This form can also be used for existing participants who would like to change their election.

Data Request Forms

The following are generic copies of the forms used in our annual data request package, by section.  Please refer to your individual hardcopy packet for a complete list of the pages that are applicable to your plan. Should you have any questions about the forms or need assistance completing them, please contact your consultant directly.

Compliance Information Request (Adobe Acrobat PDF)

Employee Census Update (Adobe Acrobat PDF)

Employee Data Request (Microsoft Excel 97-2003 Worksheet)

Financial Data Update (Adobe Acrobat PDF)